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Understanding the Mysterious Science of Sleep

By Evelyn Kiantoro

Sleeping is just something we do at the end of the day, but why? It’s a daily routine we rarely question! Check out this article for a brief review of the current research out there on sleep and dreams.

Edited by Katherine Tweedie, Juulke Castelijn & Niesha Baker

Issue 1: September 24, 2021

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Illustration by Casey Boswell

“Today I don’t feel like doing anything, I just wanna lay in my bed,” sings Bruno Mars in The Lazy Song. That is exactly what our inner narrative says every Monday morning, right? After the long weekend, having fun partying or catching up with some work, there is nothing worse than getting back into the weekday grind. All we want is an eternity of rest and sleep because – for the majority of us – sleep is a way to relax; it takes us away from the stressful reality of life.  

However, our physical condition when we sleep suggests that it is not actually very safe. When we sleep, we are in a mysterious state; we lie down and are vulnerable to predators without any defence. To minimise the dangers of sleeping, humans built houses that provide warmth and shelter from the weather and protection from predators. But sleeping is seen in various other lifeforms, not just us humans – and species that live in the wild experience conditions that are far more dangerous. Dreams are an even bigger mystery in the science of sleep; they do not seem to have any significant benefits, and their purpose is largely unknown. However, as with everything that is passed on from generation to generation, sleep and dreams must have a significant evolutionary advantage for our fitness and survival. 

Due to the different obstacles and routines faced by various species, different species sleep in different ways. Generally, predatory animals such as humans can sleep for long periods of time (1). Conversely, prey animals are constantly vigilant; instead of sleeping for a long time, they only rest for short periods (2). A particularly interesting example are dolphins and seals, who have evolved to keep half of their brain “asleep” while the other is “awake” during sleep (3). This shows us that sleep really is important for our survival, and that various organisms have even adopted mechanisms to combat obstacles to sleeping. So, the cost of sleeping must be worth it, right? The answer is “yes” – but scientists are unsure of exactly why. 



Why do we sleep? 
Various theories in literature on the purpose of sleep have been broadly categorised into two theories: the adaptive and restorative theories. 

One of the reasonings behind the adaptive theories proposes that creatures that are inactive at night have increased chances of survival due to a lower risk of injury (4). Another perspective suggests that humans sleep at night to conserve energy for the day, when it is more efficient to hunt for food (5). This theory has also been supported by the fact that humans have a 10 per cent decrease in metabolism during sleep (6). However, both theories were proposed in relation to our ancient lifestyle when we needed to physically hunt for food. Looking at our present lifestyle, this reasoning may not be as applicable – but it is still embedded in our system.

There are other theories that explore the reasoning behind sleep from the perspective of restoration. The restorative theory speculates that sleep allows us to repair cellular components that were used throughout the day, as many important growth hormones are shown to be released during sleep (7). This theory is also supported by the most widely accepted reasoning for why we sleep, which is that sleep is necessary for the growth and maintenance of the brain’s structure and function, and that it is crucial for optimising memory consolidation (8, 9). Sleep also affects other physiological aspects, such as immune function, endocrine function, cardiovascular health and mood (10, 11, 12) . Sleep disorders are shown to be associated with cardiovascular disease, and sleep reportedly enhances immune defences against pathogens. The fact that there are various theories explaining why we sleep shows that there is no single perfect explanation.

Regardless of why we sleep, we still get into bed at the end of the day. This is mainly because of our circadian rhythm, which controls our desire for sleep. Our circadian rhythm is controlled via the hypothalamus: an area at the centre of our brain that receives sensory inputs from various parts of the body. During sleep, the hypothalamus receives input from our eyes, which detect light levels (13). When we are exposed to high levels of light in the morning, the circadian rhythm promotes wakefulness (14). However, at night, when there is less exposure to light, the circadian rhythm promotes sleep due to the increase in the production of the sleep-regulating hormone, melatonin (15). 

Even though we have a central control system that regulates when we sleep, there is still a large variation in sleeping time among humans; some people sleep for only five hours, and others sleep for up to ten or more (16). Sleep duration is affected by factors such as physical and social environment, diet, activity, body mass index, comorbidities and mental health (17). Despite the contributions of lifestyle differences, some studies have shown that human sleep duration and timing is also influenced by genetic factors but is regulated by the circadian rhythm and brain activity (18). Currently, little is known about the specific genes and genetic mechanism involved in sleep duration, and more research is still being done in the area (19). These factors could explain why people often feel sleepy throughout the day, in addition to the variation in sleeping patterns in the population. However, as is so often the case in science, there is no one specific factor that may result in differences within the population – instead, a combination of these factors is likely to be responsible. 


The phases of sleep 
Did you know that there are different kinds of sleep? All humans go through two different sleep phases: non-rapid eye movement (NREM) sleep and rapid eye movement (REM) sleep (20). NREM takes up approximately 75–80 per cent of our total sleep duration, whereas REM takes up 20–25 per cent (21). Sleeping normally progresses from NREM 1–4 through to REM, and this cycle occurs four to five times each night (22) - for more details on sleep phases, check out Table 1!

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Most of the restoration processes in the body are believed to take place during NREM 3, as well as during REM. However, one particular question often stands out when it comes to sleep stages: when do we dream? 

​Dreams: what are they, anyway? 
While there are some exceptions, it is widely believed that dreaming most frequently occurs when a person is in the REM stage of sleeping (25). When some individuals sleep, they sometimes have difficulty distinguishing between reality and the dreaming state. This can be explained by the fact that we are consciously aware in dreams, and we often have perception and emotion (26). Dreams are in fact richer than our consciousness – they can create scenarios that may be impossible in our conscious reality (27). They are highly visual, contain sounds and are often an experience instead of a mere thought (28). Interestingly, the striking similarities between consciousness and dreams may indicate that dreams reflect the organisation and function of our brain (29)! 

Various evidence has shown that dreams are more likely to be a result of our imagination. One argument states that blended characters and the bizarre properties of our dreams are more likely to be produced by our imaginations, as these are not something an individual would experience in the conscious state (30). Furthermore, the fact that dreams rarely contain smells or pain may be a result of us having difficulties imagining those sensations while awake (31). Looking at dreams as a higher form of our imagination may explain our uncertainty, poor recall, disconnection from the environment and lack of control over the situation while dreaming (32). However, it is interesting to keep in mind that our imagination is a result of the knowledge we already have. This knowledge is based on what we learn from our conscious reality, explaining why our dreams sometimes feel so realistic. 


An unsolved mystery
Did you realise that sleep is one of the few activities you were not taught to do? As newborns, we only know how to digest and excrete food, breathe, show emotions and sleep. We digest food as an energy source; we excrete food to prevent the build-up of toxic substances; we breathe to supply our organs with oxygen; and we show emotions to communicate how we feel. So why is sleep one of these essential activities? And why is dreaming such a universal human experience? Despite extensive research, the answer remains buried in us like a secret in a mystery novel. This answer is not so far away – but unfortunately for us, it is not the type of book you can finish in a day. Instead, it is one with an infinite number of chapters. 

References:
1, 2. Purves, Dale, George J. Augustine, David Fitzpatrick, William C. Hall, Anthony-Samuel LaMantia, and Leonard E. White, Neuroscience (5th Edition). Sunderland, MA: Sinauer Associates, 2012, 627.

3. Siegel, Jerome M., “Do All Animals Sleep?”, Trends in Neurosciences 31, no. 4 (2008): 208-213. doi: 10.1016/j.tins.2008.02.001.

4. Siegel, Jerome M., “Sleep Viewed as a State of Adaptive Inactivity”, Nature Reviews 10, no. 10 (2009): 747-753. doi: 10.1038/nrn2697.

5. Freiberg, Andrew S., “Why We Sleep: A Hypothesis for an Ultimate or Evolutionary Origin for Sleep and Other Physiological Rhythms,” Journal of Circadian Rhythms 18, no. 1 (2020): 1-5. doi: 10.5334/jcr.189.

6, 7, 8, 13, 15, 22, 23, 25. Brinkman, Joshua E., Vamsi Reddy, and Sandeep Sharma, Physiology of Sleep (Treasure Island, FL: StatPearls, 2021).

9. Rasch, Bjorn, and Jan Born, “About Sleep’s Role in Memory”, Physiological Reviews 93, no. 2 (2013): 681-766. doi: 10.1152/physrev.00032.2012.

10. Leproult, Rachel, and Eve Van Cauter, “Role of Sleep and Sleep Loss in Hormonal Release and Metabolism”, Endocrine Development 17 (2009): 11-21. doi: 10.1159/000262524.

11, 14, 24. Jawabri, Khalid H., and Avais Raja, Physiology, Sleep Patterns. Treasure Island, FL: StatPearls, 2021.

12. Ahmad, Adeel and S. Claudia Didia, “Effects of Sleep Duration on Cardiovascular Events,” Current Cardiology Reports 22, no. 4 (2020): 18. doi: 10.1007/s11886-020-1271-0.

16, 19. Keene, Alex C., and Erik R. Duboue, “The Origins and Evolution of Sleep,” Journal of Experimental Biology 221, no. 11 (2018): 1-14. doi: 10.1242/jeb.159533.

17. Billings, Martha E., Lauren Hale, and Dayna A. Johnson, “Physical and Social Environment Relationship with Sleep Health and Disorders,” Chest 157, no. 5 (2020): 1305-1308. doi: 10.1016/j.chest.2019.12.002.

18. Porkka-Heiskanen, T., “Sleep regulatory factors,” Italiennes de Biologie 152, no. 2-3 (2014): 57-65. doi: 10.12871/000298292014231.

20. Miyazaki, Shinichi, Chih-Yao Liu, and Yu Hayashi, “Sleep in Vertebrate and Invertebrate Animals, and Insights Into the Function and Evolution of Sleep,” Neuroscience Research 118 (2017): 3-12. doi: 10.1016/j.neures.2017.04.017.

21. Troynikov, Olga, Christopher G. Watson, and Nazia Nawaz, “Sleep Environments and Sleep Physiology,” Journal of Thermal Biology 78, (2018): 192-203, doi: 10.1016/j.jtherbio.2018.09.012.

26, 27. Hobson, Allan J., “REM Sleep and Dreaming: Towards a Theory of Protoconsciousness,” Nature Reviews 10, (2009): 803-813. doi: 10.1038/nrn2716.

28, 31, 32. Nir, Yuval, and Giulio Tononi, “Dreaming and the Brain: From Phenomenology to Neurophysiology,” Trends in Cognitive Sciences 14, no. 2 (2011): 1-25. doi:10.1016/j.tics.2009.12.001.

30. Ichikawa, Jonathan, “Dreaming and Imagination,” Mind & Language 24, no.1 (2009): 103-121, doi: 10.1111/j.1468-0017.2008.01355.x.

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